BNP Paribas Investment Partners USA Holdings, Inc.

Vice President Regulatory Reporting Auditor

Source: Lensa

Business Overview: In accordance with section 165 of the Dodd-Frank Act (DFA), BNP Paribas has established an Intermediate Holding Company (IHC) over its US subsidiaries. Furthermore, BNP Paribas has set up a Combined US Operations (CUSO) and IHC governance framework to support capital, liquidity risk management, and regulatory reporting. Inspection G n rale North America (IGNA) Hub is part of BNP Paribas global Internal Audit group (Inspection G n rale or IG ) which is staffed by highly qualified individuals who perform risk-based reviews to provide reasonable assurance to senior management on the adequacy of internal controls and recommend control and efficiency improvements Candidate Success Factors: Candidates will be measured on the following four performance drivers which will dictate how individual impact is considered on the Americas platform:Results and ImpactLeadership and CollaborationClient, Customer and Stakeholder FocusCompliance Culture and Conduct Responsibilities: The Regulatory Reporting Auditor will play a key role in supporting the internal audit team to independently assess the effectiveness of the governance, risk management and internal control framework that supports the Regulatory Reporting Process. A strong background in US Regulatory Reporting, Finance, Accounting and Audit is a key requirement for this position. Also, the Vice President Regulatory Reporting Internal auditor will also be responsible for day to day execution of audit assignments in the area of Finance, Functions and Operations related assignments. Specific Responsibilities include:Conduct multiple, complex, concurrent audit assignments. Responsible for the related audit scoping, planning, evaluating, reportingWrite audit reports with value added recommendations.Understand and assess the underlying risk applicable to the area of audit responsibilities through continuous monitoring activities.Manage time and priorities while conducting auditsReview and prepare risk assessments for Audit Units.Develop and maintain relationships with heads/managers of business lines and functions as part of the continuous risk monitoring activities.Validate the adequacy and appropriateness of remediation or resolution plans to address regulatory and internal audit recommendations.Deliver clear presentations to Senior Management and IG management.Keep abreast of the evolution of accounting, and auditing standards, and key banking regulations covering US Regulatory Reporting, more specifically FR Y9C, FR Y-9LP, FR Y-15, FR Y-14, FFIEC 002, FFIEC 031, FFIEC 009, FFIEC 019, FR Y-11, FR Y-10, FR 2314, FR Y-7N, FR 2644, FR 2900, TICs.Adopt and promote strong ethical values.Participate in various committees as assigned to provide reports and information on current/emerging business issues to top management. Minimum Qualifications:Bachelor's degree in applicable and related field ( Accounting and/or Finance preferred)Minimum years of audit and regulatory reporting in Banking industry: Typically 6+Solid understanding of key regulatory reports.Excellent verbal and written communication skills to interact effectively with the different stakeholders and regulators.Ability to work in a team, liaise with other bank departments and adapt to new situations and approaches. Preferred Qualifications:Certification such as CPA, CIA.Experience in remediation projects.Strong knowledge of financial products, capital markets, banking industry and the related risks. FINRA Registrations Required:Not Applicable CFTC Swap Dealer Associated Person (if yes, NFA Swaps Proficiency Program is required):Not Applicable SEC Security-Based Swap Dealer Associated Person:Not Applicable BNP Paribas is committed to providing a work environment that fosters diversity, inclusion, and equal employment opportunity without regard to race, color, gender, age, creed, sex, religion, national origin, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status

5 days ago

York, Ny

BNP Paribas Investment Partners USA Holdings, Inc.

Full Time

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